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Interest Rate Fear, Macroeconomics

by Henry Lu
June, 2007

BlastInvest Model Portfolio Performance

Year to date, Blast Investor Real-time Plus (BIRTP) model portfolio was up 34.13%,  out-performing S&P500 index by 26%. Although BIRTP under-performed S&P500 index by nearly 10% in 2006,   for 1 and half year since Jan. 1 2006, BIRTP model portfolio was up 30.6% while SP&500 was only up 22.8% during same time. 

We expect that BIRTP performance relative to S&P500 index will be uneven. Although there is no guarantee on future performance, BIRTP performance goal was and always is to out-perform S&P500 index by significant margin in the long run. We are confident that armed with long term oriented value investing approach and focused style of stock picking, BIRTP model portfolio will continue to out-perform S&P500 index by wide margin in the long run.

Recent Macro-economic Interest Rate Fears


Recent stock market movement has been volatile.  The stock market was quite bullish and was up a lot over last couple of months. Then suddenly, the market sold off sharply over last 2 weeks out of fear of interest rate rise and inflation risk. Finally over last several days, the market rebounded violently again dismissing any fear of of interest rise.

Interest Rate on Stock Market

One popular bullish argument recently is that current stock market is quite cheap compared to current interest rate yield.  The fed rate has been up, but still at 5%, a low number historically. For most healthy public companies in USA, it is quite easy to finance and to obtain a bond at 7% rate or below. Low interest rate tends to support high stock market valuation because cost of capital for companies is so low that companies essentially can borrow cheap money and earn extra profit by issuing bonds. Historically, Wall Street analysts tend to value stocks by the projected future cash flow discounted by interest rate. The lower the interest rate, the higher the stock price.  The current interest rate is so low that a bullish case can be made that stock market index in average is cheap by a wide margin, possibly at 20% to 30% compared to interest rate yield. Therefore, the stock market index (SP500) will likely to go up a lot, possibly at double digit rate over next several years.

We are not quite that bullish. We tend to believe that in stead of stock market going up to match the low interest rate, the interest rate is likely to go up gradually over next several years so that current stock market is not that bargain.   Inflation is up in USA, inflation is up in China. In our opinion, it is highly unlikely that interest rate will not go up in next several years although we are not seeing any sign of hyperinflation in foreseeable future.

In conclusion, we believe stock market index will out-perform bonds by couple of base points over next several years. However, we suspect that any investors expecting double digit annual return on S&P500 index over next several years will be disappointed. We expect that overall market will only deliver a mid single digit positive return over the long run.. In that sense, we are not quite bullish as many bulls might want to be.

Cost of Capital Model on Interest Rate, Margin of Safety

The reason why so many Wall Street experts are so fearful of any slight interest rate change is that they bet money on macro-economics while we don't.

A slight interest rate change can dramatically change the valuation of stocks if the valuation is based on popular model on cost of capital calculation, which is linked to fed interest rate. Assuming the cost of capital rate is same as interest rate, when interest rate go up, the stock fair value drops. When interest rate goes down,  the stock fair value rises. When the macro-economic outlook on interest changed from 5% to 6% or 8%, the stock valuation on this popular model can change dramatically.

Warren Buffett once said in Berkshire Hathaway annual meeting that they don't do cost of capital based valuation calculation.  Buffett's minimum discount rate is 10% regardless of how low the interest rate will go down. Any risk adjusted valuation model at below 10% discount rate does not have enough margin of safety.

At BIRTP, we take the same attitude on cost of capital calculation as Buffett does. We don't believe the typical Wall Street analysts' valuation calculation on cost of capital is that much useful.  We don't lower discount rate below 10% on valuing our picks regardless of how low interest rate will go. In that sense, macroeconomic change of 5% or 6% of interest has no significant effect on our valuation assessment. In fact, 10% is only our fair value calculation (the target price), for most of our value picks, we require that the current earning yield is above 10% so that our margin of safety on interest rate is even higher than this 10% discount rate.

Conclusion on Interest Rate Fears

In conclusion, we don't care that much on short term interest rate outlook.  Our stock picking approach is not very sensitive to minor interest rate change.  Macroeconomics outlook also does not affect our stock picking approach.


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Note: Blast Investor Model Portfolio Update

(as of 6/15/2007)

Model Portfolio - Performance

BIRTP
S&P 500
Portfolio inception date
12/31/2003
12/31/2003
Portfolio inception value
$89,000
1114.10
Portfolio 12/31/05 value
$185,166.95
1248.29
Portfolio 12/31/06 value $180,253.55
1418.30
2004 Performance 59.53% 8.78%
2005 Performance
30.42%
3.00%
2006 Performance
-2.65%
13.62%
2007 YTD Performance
34.13%
8.08%
Total Return (Since Inception)
171.7%
37.6%





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* Article by Henry Lu of BlastInvest LLC, a premium investment newsletter publisher in Connecticut.  Visit http://www.BlastInvest.com for FREE "how-to" investing assistance, web services and more.